
Investment representatives are required to be registered with a
broker/dealer. Inlet Securities LLC is a full service, introducing or
non-carrying broker/dealer. Full service means that we deal with
all financial products. Introducing, or non-carrying, means that we
do not hold cash or securities. All transactions clear through our
correspondent firm, Sterne, Agee & Leach, Inc.
Sterne, Agee & Leach, Inc. (SALI) has been providing investors
with outstanding service for over one hundred years. SALI is a
member of regional stock exchanges, the Financial Industry
Regulatory Authority (FINRA, formerly known as the NASD), and
the Municipal Securities Rulemaking Board (MSRB). Securities in
your account are protected for up $500,000.00, including a
maximum of $100,000 for cash claims, provided by the Securities
Investor Protection Corp. (SIPC). SALI also provides additional
coverage for each account covered by SIPC through Lloyd's of
London. Protection from SIPC and/or additional insurers does
NOT protect against market fluctuation of securities within those
accounts.
With SALI you enjoy the flexibility to select among the full array of
vehicles you need to attain your financial objectives. SALI offers:
- Access to all major stock and option markets
- Access to all major mutual fund groups
- A highly effective fixed- income department to meet your
treasury, agency, municipal bond and corporate bond
needs.
- Cash management programs featuring a choice of
several money market funds (with unlimited check writing
privilege) and electronic fund transfer capabilities.
“providing investors with outstanding service for more than a century”
Inlet Securities, LLC
For more information on the protection of
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your assets, visit the Securities Investor Protection Corporation (SIPC) at www.sipc.org, or contact them directly at 202- 371-8300.
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